Important Legal Information
The information on this internet site is directed at, and is intended for distribution to, and use by, persons in the United States only. It is not intended for distribution to, or use by, any person in any other jurisdiction.
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New issues involve a high degree of risk and are not appropriate for every investor. Wedbush Securities Inc. (“WS”) is not recommending or endorsing any particular offering by making it available to our customers. Your decision to invest in any offering made available on this site should be based upon your independent review and consideration of your investment objectives, risk tolerance, financial condition and liquidity needs.
Neither WS, its affiliates nor employees will advise you concerning the nature, potential, value or suitability of any particular security, portfolio of securities, transaction, investment strategy or other matter.
This site is neither an offer to sell nor a solicitation of an offer to buy any securities. The offer is by a prospectus or private placement memorandum only. This site contains a preliminary prospectus or private placement memorandum for each of the companies for which WS is currently accepting indications of interest. Preliminary prospectuses are used in connection with initial public offerings. Private placement memorandums are used in connection with privately placed securities. Preliminary Prospectuses are subject to completion or amendment. A registration statement relating to the securities described in each preliminary prospectus has been filed with the Securities and Exchange Commission. The offered securities may not be sold nor may offers to buy be accepted prior to the time that the registration statement becomes effective.
This site shall not constitute an offer to sell or the solicitation of any offer to buy securities in any state in which such offer, solicitation or sale would be unlawful under the securities laws of such state.
WS and its affiliates trade for their own account as a market maker, specialist, odd lot dealer, block positioner, arbitrageur and/or investor. Consequently, at the time of any transaction you may make, WS or its affiliates may have a position in such securities, which position my be partially or completely hedged. WS reserves the right to discontinue these activities or to increase or decrease its holdings of these securities at any time. Persons mentioned in this site may only transact business in states in which they have been properly registered or are exempt from registration.
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To enter certain areas of our site, and to conduct securities transactions through our Web site, you must register and provide information that personally identifies you (“Personal Information”).
We use your Personal Information for several purposes:
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To fulfill our legal and regulatory requirements.
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WS maintains a policy of not selling or distributing your personal or account information to any outside source.
If for any reason you believe WS has not adhered to our privacy principles, please notify us by e-mail at firstname.lastname@example.org, and we will use commercially reasonable efforts to promptly determine and correct the problem.
Unless you access one of the secure areas of our site, none of your account and/or personal information is retrieved from our systems. If you choose to access areas on our site which are accessible by account holders only, you will be required to provide your WS identification number and your individually selected password (which only you know). In order to protect your privacy, your password should never be shared with anyone and should be changed frequently.
If you have any questions about your personal or account information, please feel free to contact us at 1-888-933-2874