Richard Frank and Doug Galloway serve their clients through a “Best of Both Worlds” approach. Rich focuses on Portfolio Equity, and his vast experience in Asset Management affords him a unique insight into individual Stock and REIT research. Having watched many complete Market Cycles throughout his career, Rich is the “Stock Guy” of the team. He utilizes advanced option strategies to enhance his clients’ income and protect them from the downside. While relatively esoteric in today’s world of “set it and forget it” brokers, he performs his duties in a more traditional approach and enjoys working with clients who like to take an active part in the management of their portfolio.

Doug begins every client meeting by conducting an overall review of the client’s complete financial situation to establish objectives and current and future cash needs. He focuses on Fixed Income and is also well versed in Estate Planning strategies. Assisting clients with Successor Trustee decisions and planning Asset Preservation are what he enjoys most about his work. Whether currently retired or a few years away, Fixed Income should always be a factor in portfolio construction; Doug’s ability to identify income protecting vehicles provides his clients with the peace of mind that comes from financial security.

Rich and Doug met 12 years ago when Doug was the Coach for both of their sons’ Baseball team. The 1st place trophy the team won, went a long way in solidifying their life-long friendship. As their sons and daughters embark upon their own college careers, the two often reminisce about those days when life was as simple as cheering for a base hit. In his spare time, Rich competes as a Nationally Ranked Scrabble player, and plays a mean Blues Harmonica. Doug’s Coaching career has now advanced to the High School level, and he currently coaches two High School teams. Together, The Frank-Galloway Group’s “Best of Both Worlds” approach, provides clients with a holistic, customized, and all-inclusive Wealth Management and Financial Planning experience. Contact us for a complimentary portfolio review or to learn more about creating a plan to grow your financial success.


Richard J. Frank Vice President, Investments

Rich has been in the financial advisory space for 31 years, including the past 7 years at Wedbush Securities. Prior to joining Wedbush, he held positions at Morgan Stanley, Prudential Securities, and E.F. Hutton. He received his Bachelor’s degree in Psychology and Business from the University of Oglethorpe. He holds his FINRA series 3, 7, 63, and 65 licenses. When he’s not in the office, he enjoys spending time with his family of six children and five grandchildren. He also has a passion for music, especially the Blues harmonica and keyboards. He is also a nationally-ranked Scrabble and Chess player.

Douglas J. Galloway Vice President, Investments

Doug has been in the financial advisory space for 17 years. Prior to joining Wedbush, he held positions at Wells Fargo Advisors and Morgan Stanley. He graduated from LaSalle Military Academy and holds his FINRA series 7, 63, and 65 licenses. He loves the great outdoors and has coached both High School Girls Softball and Recreational Soccer teams, as well as being the Former Vice Chairman of the City of Palm Springs Parks and Recreation. He is currently a board member of Palm Desert’s Youth Sports Association, as well as a member of Mensa.