As Wedbush Financial Advisors, we are dedicated to serving our clients and the community. We believe our clients come first and work to help protect their financial success. With many years of experience in the securities industry, we are committed to using our experience and knowledge to educate clients to help them make informed investment decisions.

We also develop personalized investment strategies, to assist our clients in reaching their short and long-term financial goals. Whether you would like to build personal wealth, plan for retirement, minimize estate taxes or prepare for the tuition costs of your children (or grandchildren), we will help you clearly define your investment objectives and risk tolerance to determine an asset allocation strategy designed to help you achieve your financial goals.

Contact us for a complimentary portfolio review or to learn more about creating a plan to grow your financial success.

Michael Penton Senior Vice President, Investments, Partner

Mike became a registered financial advisor in 1984. He advises high net-worth clients on equity and fixed income strategies for retirement income. His experience in managing corporate portfolios spans nearly three decades. Mike is a graduate of UC Berkeley where he earned his Bachelor of Arts degree in Economics.

James P. Hennessy, Accredited Wealth Manager, Senior Vice President, Investments, Partner

Jim entered the securities business as a financial advisor in 1990. He has focused on professional wealth management and communicating the benefits of financial and estate planning strategies. Jim is a graduate of UC Davis and received his Accredited Wealth Manager designation from Michigan State University.

Pamela J. Sowers Senior Registered Client Associate

Pamela has been in the securities industry since 1989 and holds her Series 7, 63 and 66 licenses. She oversees all of the administrative processes for the Partners and handles all of their day-to-day operations. Her extensive experience throughout the last 20 years has made her vital to the team and its ongoing growth.


We work on our client’s behalf to integrate all aspects of their financial well-being. To help accomplish this we work in close coordination with your independent tax and legal advisors. Our process is simple and consistent.

• Determine needs and risk parameters
• Develop an Investment Policy Statement
• Research appropriate investment alternatives
• Portfolio structuring and implementation
• Monitor and adjust according to market opportunities
• Constant communication and regular meetings
• Emphasizing wealth preservation and intergenerational transfer strategies


Roosevelt Office
1490 Stone Point Drive
Suite 150
Roseville, CA 95661

San Francisco Office
2 Embarcadero Center
Suite 660
San Francisco, CA 94111